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The Securities and Exchange Commission has brought fraud charges against an advisor and his firm for an alleged short selling scheme that violated the commission’s trading rules.
The SEC contends that Hal Mintz and his firm, the registered investment advisor Sabby Management, routinely executed illegal trades involving at least 10 public companies from 2017 through 2019. The scheme netted more than $2 million in illicit profits, the SEC claims.
Sabby…
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